SEC Form 4 · accession 0001437749-15-016019
Diversified Restaurant Holdings, Inc. · SAUC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ligotti
Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | M | 30,000 | $2.50 | A | 263,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock - Right to Buy | $2.50 | Aug 13, 2015 | M | 10,000 | D | Jul 31, 2011 | Jul 31, 2016 | Common Stock | 10,000 | 0 | D |
| Option to Purchase Common Stock - Right to Buy | $2.50 | Aug 13, 2015 | M | 10,000 | D | Jul 31, 2012 | Jul 31, 2016 | Common Stock | 10,000 | 0 | D |
| Option to Purchase Common Stock - Right to Buy | $2.50 | Aug 13, 2015 | M | 10,000 | D | Jul 31, 2013 | Jul 31, 2016 | Common Stock | 10,000 | 0 | D |