SEC Form 4 · accession 0001394156-18-000028
Diversified Restaurant Holdings, Inc. · SAUC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phyllis A Knight
Officer — CFO/Treasurer
Period of report
Mar 30, 2018
Accepted (ET)
May 23, 2018 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2018 | F | 2,267 | $1.35 | D | 254,799 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reports the disposition of shares to the issuer as a tax withholding in connection with vesting of restricted stock. The reporting person did not previously report this transaction due to an administrative oversight.