SEC Form 4 · accession 0001127602-15-001150
Spectra Energy Partners, LP · SEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Dill
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 2:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Jan 2, 2015 | M | 7,500 | $56.03 | A | 7,750 | D | |
| Common Units | Jan 2, 2015 | F | 2,151 | $56.03 | D | 5,599 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP Phantom Stock Grant Jan 2012F1,F2 | — | Jan 2, 2015 | M | 7,500 | D | Jan 3, 2015 | Jan 3, 2015 | Common Units | 7,500 | 0 | D |
Explanation of responses
- F1Converts to Common Units on a 1-for-1 basis.
- F2Grant Cliff vests 3 years from date of grant.