SEC Form 4 · accession 0001209191-19-000506
ONE STOP SYSTEMS, INC. · OSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Ison
Officer — Vice President of Sales
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | M | 1,579 | $0.76 | A | 12,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.76 | Dec 28, 2018 | M | 1,579 | D | — | Sep 30, 2022 | Common Stock | 1,579 | 34,197 | D |
Explanation of responses
- F1The option is fully vested.