SEC Form 4 · accession 0001209191-18-062142
ONE STOP SYSTEMS, INC. · OSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ralph Reardon
Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 9:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2018 | S | 10,000 | $2.84 | D | 100,973 | I | By: The RTC Group, Inc. |
| Common StockF3,F2 | Dec 10, 2018 | S | 7,500 | $2.83 | D | 93,473 | I | By: The RTC Group, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $2.84 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2Mr. Reardon has sole voting and investment control over The RTC Group, Inc.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.84 per share, inclusive.