SEC Form 4 · accession 0000950142-17-000131
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Edward Bennett
Officer — MD, Data Services
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2017 | M | 4,195 | $6.08 | A | 133,590 | D | |
| Common StockF2 | Jan 17, 2017 | S | 4,195 | $6.2225 | D | 129,395 | D | |
| Common Stock | Jan 18, 2017 | M | 100 | $6.08 | A | 129,495 | D | |
| Common Stock | Jan 18, 2017 | S | 100 | $6.20 | D | 129,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $6.08 | Jan 17, 2017 | M | 4,195 | D | — | Feb 10, 2017 | Common Stock | 4,195 | 23,393 | D |
| Employee Stock Option (Right to Buy)F3 | $6.08 | Jan 18, 2017 | M | 100 | D | — | Feb 10, 2017 | Common Stock | 100 | 23,293 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.20 to $6.275. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3This grant of employee stock options has fully vested and is currently exercisable.