SEC Form 4 · accession 0000950142-17-000068
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Edward Bennett
Officer — MD, Data Services
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 6,900 | $6.08 | A | 136,295 | D | |
| Common StockF2 | Jan 3, 2017 | S | 6,900 | $6.2144 | D | 129,395 | D | |
| Common Stock | Jan 4, 2017 | M | 13,712 | $6.08 | A | 143,107 | D | |
| Common StockF3 | Jan 4, 2017 | S | 13,712 | $6.3466 | D | 129,395 | D | |
| Common Stock | Jan 5, 2017 | M | 7,800 | $6.08 | A | 137,195 | D | |
| Common StockF4 | Jan 5, 2017 | S | 7,800 | $6.2333 | D | 129,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $6.08 | Jan 3, 2017 | M | 6,900 | D | — | Feb 10, 2017 | Common Stock | 6,900 | 49,100 | D |
| Employee Stock Option (Right to Buy)F5 | $6.08 | Jan 4, 2017 | M | 13,712 | D | — | Feb 10, 2017 | Common Stock | 13,712 | 35,388 | D |
| Employee Stock Option (Right to Buy)F5 | $6.08 | Jan 5, 2017 | M | 7,800 | D | — | Feb 10, 2017 | Common Stock | 7,800 | 27,588 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.20 to $6.35. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.20 to $6.50. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.20 to $6.45. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5This grant of employee stock options has fully vested and is currently exercisable.