SEC Form 4 · accession 0000950142-16-004580
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian P Campbell
Officer — VP, Business & Legal Affairs
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2016 | M | 1,600 | $6.49 | A | 105,554 | D | |
| Common Stock | Oct 5, 2016 | S | 1,600 | $8.40 | D | 103,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $6.49 | Oct 5, 2016 | M | 1,600 | D | — | Jan 31, 2017 | Common Stock | 1,600 | 14,535 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2This grant of employee stock options has fully vested and is currently exercisable.