SEC Form 4 · accession 0000950142-16-004110
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Benson
Officer — Chief Strategy Officer
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2016 | M | 4,549 | $4.19 | A | 266,361 | D | |
| Common StockF2 | Jul 15, 2016 | S | 4,549 | $6.828 | D | 261,812 | D | |
| Common Stock | Jul 18, 2016 | M | 4,833 | $4.19 | A | 266,645 | D | |
| Common Stock | Jul 18, 2016 | M | 17,109 | $6.08 | A | 283,754 | D | |
| Common StockF3 | Jul 18, 2016 | S | 21,942 | $6.8241 | D | 261,812 | D | |
| Common Stock | Jul 19, 2016 | M | 5,300 | $6.08 | A | 267,112 | D | |
| Common StockF4 | Jul 19, 2016 | S | 5,300 | $6.8033 | D | 261,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $4.19 | Jul 15, 2016 | M | 4,549 | D | — | Nov 1, 2016 | Common Stock | 4,549 | 4,833 | D |
| Employee Stock Option (Right to Buy)F5 | $4.19 | Jul 18, 2016 | M | 4,833 | D | — | Nov 1, 2016 | Common Stock | 4,833 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $6.08 | Jul 18, 2016 | M | 17,109 | D | — | Feb 10, 2017 | Common Stock | 17,109 | 38,891 | D |
| Employee Stock Option (Right to Buy)F5 | $6.08 | Jul 19, 2016 | M | 5,300 | D | — | Feb 10, 2017 | Common Stock | 5,300 | 33,591 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.80 to $6.88. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.80 to $6.87. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.80 to $6.84. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5This grant of employee stock options has fully vested and is currently exercisable.