SEC Form 4 · accession 0000950142-16-004100
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Benson
Officer — Chief Strategy Officer
Period of report
Jul 12, 2016
Accepted (ET)
Jul 14, 2016 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 12, 2016 | M | 495 | $4.19 | A | 262,307 | D | |
| Common Stock | Jul 12, 2016 | S | 495 | $6.80 | D | 261,812 | D | |
| Common Stock | Jul 13, 2016 | M | 28,008 | $4.19 | A | 289,820 | D | |
| Common StockF2 | Jul 13, 2016 | S | 28,008 | $6.8434 | D | 261,812 | D | |
| Common Stock | Jul 14, 2016 | M | 27,545 | $4.19 | A | 289,357 | D | |
| Common StockF3 | Jul 14, 2016 | S | 27,545 | $6.8156 | D | 261,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $4.19 | Jul 12, 2016 | M | 495 | D | — | Nov 1, 2016 | Common Stock | 495 | 64,935 | D |
| Employee Stock Option (Right to Buy)F4 | $4.19 | Jul 13, 2016 | M | 28,008 | D | — | Nov 1, 2016 | Common Stock | 28,008 | 36,927 | D |
| Employee Stock Option (Right to Buy)F4 | $4.19 | Jul 14, 2016 | M | 27,545 | D | — | Nov 1, 2016 | Common Stock | 27,545 | 9,382 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.80 to $6.905. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.80 to $6.91. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4This grant of employee stock options has fully vested and is currently exercisable.