SEC Form 4 · accession 0000950142-16-002832
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Durney
Officer — President and CEO · Director
Period of report
Jan 13, 2016
Accepted (ET)
Jan 14, 2016 · 9:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2016 | M | 50,000 | $2.88 | A | 691,981 | D | |
| Common StockF2 | Jan 13, 2016 | S | 28,883 | $8.8969 | D | 663,098 | D | |
| Common Stock | Jan 13, 2016 | M | 50,000 | $2.88 | A | 713,098 | D | |
| Common StockF3 | Jan 13, 2016 | S | 50,000 | $8.8546 | D | 663,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $2.88 | Jan 13, 2016 | M | 50,000 | D | — | Feb 9, 2016 | Common Stock | 50,000 | 1,353,173 | D |
| Employee Stock Option (Right to Buy)F4 | $2.88 | Jan 13, 2016 | M | 50,000 | D | — | Feb 9, 2016 | Common Stock | 50,000 | 1,303,173 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.77 to $8.98. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.67 to $9.01. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4This grant of employee stock options has fully vested and is currently exercisable.