SEC Form 4 · accession 0000950142-15-002674
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Durney
Officer — President and CEO · Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | M | 50,000 | $2.88 | A | 675,781 | D | |
| Common StockF2 | Dec 17, 2015 | S | 33,800 | $8.9562 | D | 641,981 | D | |
| Common Stock | Dec 17, 2015 | M | 50,000 | $2.88 | A | 691,981 | D | |
| Common StockF3 | Dec 17, 2015 | S | 50,000 | $8.9406 | D | 641,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $2.88 | Dec 17, 2015 | M | 50,000 | D | — | Feb 9, 2016 | Common Stock | 50,000 | 1,453,173 | D |
| Employee Stock Option (Right to Buy)F4 | $2.88 | Dec 17, 2015 | M | 50,000 | D | — | Feb 9, 2016 | Common Stock | 50,000 | 1,403,173 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.84 to $9.10. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.85 to $9.10. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4This grant of employee stock options has fully vested and is currently exercisable.