SEC Form 4 · accession 0000950142-15-002437
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Ezersky
Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Nov 12, 2015 | J | 27,801 | $0.00 | A | 27,801 | D | |
| Common Stock, par value $0.01 | Nov 12, 2015 | J | 10,883 | $0.00 | A | 10,883 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 12, 2015: (i) Quadrangle Capital Partners II LP, Quadrangle Select Partners II LP and Quadrangle Capital Partners II-A LP made in-kind distributions of shares of common stock, par value $0.01 per share (the "Common Stock"), of DHI Group, Inc. to their limited partners and their general partner, Quadrangle GP Investors II LP (the "General Partner"), (ii) the General Partner made in-kind distributions of the Common Stock to its limited partners and its general partner, QCP GP Investors II LLC (the "Ultimate General Partner") and (iii) the Ultimate General Partner made in-kind distributions of the Common Stock to its members, including the reporting person (collectively, the "Distributions").
- F2Of the shares of Common Stock distributed in the Distributions, 10,883 shares (which are separate and distinct from the 27,801 shares reported on the previous line) were distributed to an irrevocable trust for the benefit of the reporting person's two children. The reporting person is the settlor and trustee of the trust. The reporting person disclaims beneficial ownership of the Common Stock distributed to the trust except to the extent of any pecuniary interest of the reporting person therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.