SEC Form 4 · accession 0000950142-15-002010
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Durney
Officer — President and CEO · Director
Period of report
Aug 26, 2015
Accepted (ET)
Aug 28, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2015 | M | 34,900 | $0.20 | A | 660,681 | D | |
| Common Stock | Aug 26, 2015 | M | 11,308 | $1.98 | A | 671,989 | D | |
| Common StockF2 | Aug 26, 2015 | S | 46,208 | $7.6295 | D | 625,781 | D | |
| Common Stock | Aug 27, 2015 | M | 31,092 | $1.98 | A | 656,873 | D | |
| Common StockF3 | Aug 27, 2015 | S | 31,092 | $7.6667 | D | 625,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $0.20 | Aug 26, 2015 | M | 34,900 | D | — | Aug 31, 2015 | Common Stock | 34,900 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $1.98 | Aug 26, 2015 | M | 11,308 | D | — | Aug 31, 2015 | Common Stock | 11,308 | 31,092 | D |
| Employee Stock Option (Right to Buy)F4 | $1.98 | Aug 27, 2015 | M | 31,092 | D | — | Aug 31, 2015 | Common Stock | 31,092 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $7.46 to $7.73. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $7.53 to $7.80. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4This grant of employee stock options has fully vested and is currently exercisable.