SEC Form 4 · accession 0000950142-15-001906
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Durney
Officer — President and CEO · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 3,678 | $0.20 | A | 601,144 | D | |
| Common Stock | Aug 10, 2015 | M | 3,785 | $1.98 | A | 604,929 | D | |
| Common StockF2 | Aug 10, 2015 | S | 7,463 | $8.50 | D | 597,466 | D | |
| Common Stock | Aug 11, 2015 | M | 646 | $0.20 | A | 598,112 | D | |
| Common Stock | Aug 11, 2015 | M | 600 | $1.98 | A | 598,712 | D | |
| Common Stock | Aug 11, 2015 | S | 1,246 | $8.50 | D | 597,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $0.20 | Aug 10, 2015 | M | 3,678 | D | — | Aug 31, 2015 | Common Stock | 3,678 | 66,926 | D |
| Employee Stock Option (Right to Buy)F3 | $1.98 | Aug 10, 2015 | M | 3,785 | D | — | Aug 31, 2015 | Common Stock | 3,785 | 80,428 | D |
| Employee Stock Option (Right to Buy)F3 | $0.20 | Aug 11, 2015 | M | 646 | D | — | Aug 31, 2015 | Common Stock | 646 | 66,280 | D |
| Employee Stock Option (Right to Buy)F3 | $1.98 | Aug 11, 2015 | M | 600 | D | — | Aug 31, 2015 | Common Stock | 600 | 79,828 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.50 to $8.51. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3This grant of employee stock options has fully vested and is currently exercisable.