SEC Form 4 · accession 0000950142-15-001626
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Durney
Officer — President and CEO · Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | M | 32,024 | $0.20 | A | 611,085 | D | |
| Common StockF2 | Jul 1, 2015 | S | 32,024 | $8.6491 | D | 579,061 | D | |
| Common Stock | Jul 2, 2015 | M | 7,200 | $0.20 | A | 586,261 | D | |
| Common Stock | Jul 2, 2015 | M | 7,284 | $1.98 | A | 593,545 | D | |
| Common StockF3 | Jul 2, 2015 | S | 14,484 | $8.5317 | D | 579,061 | D | |
| Common Stock | Jul 6, 2015 | M | 11,842 | $1.98 | A | 590,903 | D | |
| Common StockF4 | Jul 6, 2015 | S | 11,842 | $8.5137 | D | 579,061 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $0.20 | Jul 1, 2015 | M | 32,024 | D | — | Aug 31, 2015 | Common Stock | 32,024 | 109,183 | D |
| Employee Stock Option (Right to Buy)F5 | $0.20 | Jul 2, 2015 | M | 7,200 | D | — | Aug 31, 2015 | Common Stock | 7,200 | 101,983 | D |
| Employee Stock Option (Right to Buy)F5 | $1.98 | Jul 2, 2015 | M | 7,284 | D | — | Aug 31, 2015 | Common Stock | 7,284 | 161,141 | D |
| Employee Stock Option (Right to Buy)F5 | $1.98 | Jul 6, 2015 | M | 11,842 | D | — | Aug 31, 2015 | Common Stock | 11,842 | 149,299 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.57 to $8.96. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.50 to $8.68. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.50 to $8.58. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5This grant of employee stock options has fully vested and is currently exercisable.