SEC Form 4 · accession 0000950142-15-001450
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Durney
Officer — President and CEO · Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2015 | M | 31,379 | $0.20 | A | 581,684 | D | |
| Common Stock | Jun 15, 2015 | M | 37,427 | $1.98 | A | 619,111 | D | |
| Common StockF2 | Jun 15, 2015 | S | 40,050 | $9.05 | D | 579,061 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $0.20 | Jun 15, 2015 | M | 31,379 | D | — | Aug 31, 2015 | Common Stock | 31,379 | 141,207 | D |
| Employee Stock Option (Right to Buy)F3 | $1.98 | Jun 15, 2015 | M | 37,427 | D | — | Aug 31, 2015 | Common Stock | 37,427 | 168,425 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.90 to $9.25. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3This grant of employee stock options has fully vested and is currently exercisable.