SEC Form 4 · accession 0000950142-15-001333
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Durney
Officer — President and CEO · Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 39,224 | $0.20 | A | 589,529 | D | |
| Common StockF2 | Jun 1, 2015 | S | 39,224 | $8.53 | D | 550,305 | D | |
| Common Stock | Jun 2, 2015 | M | 46,784 | $1.98 | A | 597,089 | D | |
| Common StockF3 | Jun 2, 2015 | S | 46,784 | $8.72 | D | 550,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $0.20 | Jun 1, 2015 | M | 39,224 | D | — | Aug 31, 2015 | Common Stock | 39,224 | 172,586 | D |
| Employee Stock Option (Right to Buy)F4 | $1.98 | Jun 2, 2015 | M | 46,784 | D | — | Aug 31, 2015 | Common Stock | 46,784 | 205,852 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.50 to $8.585. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.50 to $8.795. Upon request of the staff of the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4This grant of employee stock options has fully vested and is currently exercisable.