SEC Form 4 · accession 0000950142-15-001094
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Durney
Officer — President and CEO · Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | M | 10,507 | $0.20 | A | 530,324 | D | |
| Common StockF2 | May 14, 2015 | S | 10,507 | $8.5086 | D | 519,817 | D | |
| Common Stock | May 15, 2015 | M | 31,379 | $0.20 | A | 551,196 | D | |
| Common Stock | May 15, 2015 | M | 37,427 | $1.98 | A | 588,623 | D | |
| Common StockF3 | May 15, 2015 | S | 38,318 | $8.344 | D | 550,305 | D | |
| Common Stock | May 18, 2015 | M | 11,453 | $0.20 | A | 561,758 | D | |
| Common StockF4 | May 18, 2015 | S | 11,453 | $8.5048 | D | 550,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $0.20 | May 14, 2015 | M | 10,507 | D | — | Aug 31, 2015 | Common Stock | 10,507 | 271,905 | D |
| Employee Stock Option (Right to Buy)F5 | $0.20 | May 15, 2015 | M | 31,379 | D | — | Aug 31, 2015 | Common Stock | 31,379 | 240,526 | D |
| Employee Stock Option (Right to Buy)F5 | $1.98 | May 15, 2015 | M | 37,427 | D | — | Aug 31, 2015 | Common Stock | 37,427 | 299,420 | D |
| Employee Stock Option (Right to Buy)F5 | $0.20 | May 18, 2015 | M | 11,453 | D | — | Aug 31, 2015 | Common Stock | 11,453 | 229,073 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.50 to $8.55. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.27 to $8.40. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.50 to $8.54. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5This grant of employee stock options has fully vested and is currently exercisable.