SEC Form 4 · accession 0000950142-15-000684
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gordon
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2015 | M | 44,800 | $8.09 | A | 295,042 | D | |
| Common StockF2 | Mar 31, 2015 | S | 44,800 | $8.91 | D | 250,242 | D | |
| Common Stock | Apr 1, 2015 | M | 15,000 | $8.09 | A | 265,242 | D | |
| Common StockF3 | Apr 1, 2015 | S | 15,000 | $8.85 | D | 250,242 | D | |
| Common Stock | Apr 2, 2015 | M | 10,200 | $8.09 | A | 260,442 | D | |
| Common StockF4 | Apr 2, 2015 | S | 10,200 | $8.87 | D | 250,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $8.09 | Mar 31, 2015 | M | 44,800 | D | — | Apr 18, 2015 | Common Stock | 44,800 | 25,200 | D |
| Employee Stock Option (Right to Buy)F5 | $8.09 | Apr 1, 2015 | M | 15,000 | D | — | Apr 18, 2015 | Common Stock | 15,000 | 10,200 | D |
| Employee Stock Option (Right to Buy)F5 | $8.09 | Apr 2, 2015 | M | 10,200 | D | — | Apr 18, 2015 | Common Stock | 10,200 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.82 to $8.96. Upon request of the staff of the Securities and Exchange Commission, Dice Holdings, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.81 to $9.01. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.78 to $8.94. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5This grant of employee stock options has fully vested and is currently exercisable.