SEC Form 4 · accession 0000950142-15-000604
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot W Melland
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 20,800 | $2.88 | A | 294,452 | D | |
| Common StockF2 | Mar 16, 2015 | S | 20,800 | $9.22 | D | 273,652 | D | |
| Common Stock | Mar 17, 2015 | M | 14,500 | $2.88 | A | 288,152 | D | |
| Common StockF3 | Mar 17, 2015 | S | 14,500 | $9.09 | D | 273,652 | D | |
| Common Stock | Mar 18, 2015 | M | 4,700 | $2.88 | A | 278,352 | D | |
| Common StockF4 | Mar 18, 2015 | S | 4,700 | $8.94 | D | 273,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $2.88 | Mar 16, 2015 | M | 20,800 | D | — | Feb 9, 2016 | Common Stock | 20,800 | 68,065 | D |
| Employee Stock Option (Right to Buy)F5 | $2.88 | Mar 17, 2015 | M | 14,500 | D | — | Feb 9, 2016 | Common Stock | 14,500 | 53,565 | D |
| Employee Stock Option (Right to Buy)F5 | $2.88 | Mar 18, 2015 | M | 4,700 | D | — | Feb 9, 2016 | Common Stock | 4,700 | 48,865 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1(c) sales plan.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $9.19 to $9.31. Upon request of the staff of the Securities and Exchange Commission, Dice Holdings, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $9.05 to $9.17. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.89 to $9.06. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5This grant of employee stock options has fully vested and is currently exercisable.