SEC Form 5 · accession 0000950142-15-000411
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot W Melland
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2014 | F | 2,837 | $7.00 | D | 273,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.82 | Mar 31, 2014 | D | 150,000 | D | — | Feb 20, 2020 | Common Stock | 150,000 | 50,000 | D |
| Employee Stock Option (Right to Buy)F3 | $14.50 | Mar 31, 2014 | D | 17,500 | D | — | Mar 3, 2018 | Common Stock | 17,500 | 52,500 | D |
| Employee Stock Option (Right to Buy)F4 | $8.97 | Mar 31, 2014 | D | 63,750 | D | — | Feb 27, 2019 | Common Stock | 63,750 | 63,750 | D |
Explanation of responses
- F1This transaction represents the forfeiture of stock options by Mr. Melland pursuant to the terms of the Separation Agreement and General Release of All Claims dated July 29, 2013, between Mr. Melland, Dice Holdings, Inc. and Dice, Inc.
- F2These options were granted on February 20, 2013 and have a vesting schedule of four years, with the first 25% vesting on the first anniversary of the date of grant and 6.25% vesting quarterly thereafter.
- F3These options were granted on March 3, 2011 and have a vesting schedule of four years, with the first 25% vesting on the first anniversary of the date of grant and 6.25% vesting quarterly thereafter.
- F4These options were granted on February 27, 2012 and had a vesting schedule of four years, with the first 25% vesting on the first anniversary of the date of grant and 6.25% vesting quarterly thereafter.