SEC Form 4 · accession 0000950142-15-000022
DHI GROUP, INC. · DHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot W Melland
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 19,600 | $6.65 | A | 296,089 | D | |
| Common StockF2 | Jan 2, 2015 | S | 19,600 | $10.0378 | D | 276,489 | D | |
| Common Stock | Jan 5, 2015 | M | 52,300 | $6.65 | A | 328,789 | D | |
| Common StockF3 | Jan 5, 2015 | S | 52,300 | $10.0079 | D | 276,489 | D | |
| Common Stock | Jan 6, 2015 | M | 28,100 | $6.65 | A | 304,589 | D | |
| Common StockF4 | Jan 6, 2015 | S | 28,100 | $9.8451 | D | 276,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $6.65 | Jan 2, 2015 | M | 19,600 | D | — | Feb 12, 2015 | Common Stock | 19,600 | 280,400 | D |
| Employee Stock Option (Right to Buy)F5 | $6.65 | Jan 5, 2015 | M | 52,300 | D | — | Feb 12, 2015 | Common Stock | 52,300 | 228,100 | D |
| Employee Stock Option (Right to Buy)F5 | $6.65 | Jan 6, 2015 | M | 28,100 | D | — | Feb 12, 2015 | Common Stock | 28,100 | 200,000 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 26, 2014.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $9.91 to $10.17. Upon request of the staff of the Securities and Exchange Commission, Dice Holdings, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $9.91 to $10.15. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $9.67 to $10.13. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5This grant of employee stock options has fully vested and is currently exercisable.