SEC Form 4 · accession 0001209191-19-003777
Blackstone Inc. · BX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Finley
Officer — Chief Legal Officer
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interests | Jan 11, 2019 | A | 67,045 | $0.00 | A | 159,529 | D | |
| Common units representing limited partner interestsF2 | holding | — | — | — | 87,523 | I | See footnote | |
| Common units representing limited partner interestsF3 | holding | — | — | — | 11,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 22,348 units vesting on January 11, 2020, 22,348 units vesting on January 11, 2021, and 22,349 units vesting on January 11, 2022, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone.
- F2These units are held by a limited liability company, of which the Reporting Person is the manager.
- F3These units are held by the estate of the Reporting Person's father, of which the Reporting Person is an executor.
Remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.