SEC Form 4 · accession 0001209191-18-046296
Blackstone Inc. · BX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Solotar
Officer — SMD, PWS & External Relations
Period of report
Mar 9, 2018
Accepted (ET)
Aug 10, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Blackstone Holdings partnership unitsF3,F1 | — | Mar 9, 2018 | G | 14,305 | D | — | — | Common units representing limited partner interests | 14,305 | 14,305 | I |
| Blackstone Holdings partnership unitsF4,F1 | — | Mar 9, 2018 | G | 14,305 | A | — | — | Common units representing limited partner interests | 14,305 | 55,211 | I |
| Blackstone Holdings partnership unitsF3,F1 | — | Mar 9, 2018 | G | 14,305 | D | — | — | Common units representing limited partner interests | 14,305 | 0 | I |
| Blackstone Holdings partnership unitsF4,F1 | — | Mar 9, 2018 | G | 14,305 | A | — | — | Common units representing limited partner interests | 14,305 | 55,211 | I |
| Blackstone Holdings partnership unitsF2,F1 | — | holding | — | — | — | — | — | Common units representing limited partner interests | 478,290 | 478,290 | D |
Explanation of responses
- F1A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2018 other than pursuant to transactions or programs approved by Blackstone.
- F2Reflects an annuity payment from a grantor retained annuity trust to the Reporting Person.
- F3Such Blackstone Holdings partnership units are held in a grantor retained annuity trust of which the Reporting Person is the investment trustee.
- F4Such Blackstone Holdings partnership units are held in trusts for the benefit of the Reporting Person's children, over which the Reporting Person has investment power.
Remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of her pecuniary interest.