SEC Form 4 · accession 0001209191-17-003745
Blackstone Inc. · BX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Finley
Officer — Chief Legal Officer
Period of report
Jan 13, 2017
Accepted (ET)
Jan 13, 2017 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interests | Jan 13, 2017 | A | 50,811 | $0.00 | A | 141,556 | D | |
| Common units representing limited partner interestsF2 | holding | — | — | — | 50,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 16,937 units vesting on January 13, 2018, 16,937 units vesting on January 13, 2019, and 16,937 units vesting on January 13, 2020, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone.
- F2These units are held by a limited liability company, of which the Reporting Person is the manager.
Remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.