SEC Form 4 · accession 0001209191-16-132447
Blackstone Inc. · BX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rochelle B Lazarus
Director
Period of report
Jul 9, 2016
Accepted (ET)
Jul 12, 2016 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interestsF1,F2 | Jul 9, 2016 | A | 6,300 | $0.00 | A | 30,776 | D | |
| Common units representing limited partner interestsF3 | holding | — | — | — | 2,950 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Granted under the 2007 Equity Incentive Plan, these deferred restricted units will vest, and the underlying common units will be delivered, on July 9, 2017 subject to the Reporting Person's continued service on the board of directors of Blackstone Group Management L.L.C., the general partner of The Blackstone Group L.P.
- F2Includes 61 Blackstone common units issued on October 1, 2015 as an anti-dilution adjustment in connection with the spin-off of PJT Partners Inc. by The Blackstone Group L.P.
- F3These units are held in trusts for the benefit of the Reporting Person's children, over which the Reporting Person shares investment control.
Remarks
The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest.