SEC Form 4 · accession 0001209191-15-022721
Blackstone Inc. · BX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hamilton E James
Officer — President and COO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 9:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interestsF1,F2 | Mar 2, 2015 | S | 870,000 | $38.12 | D | 1,130,000 | I | See footnote |
| Common units representing limited partner interestsF3,F2 | Mar 3, 2015 | S | 475,000 | $37.93 | D | 655,000 | I | See footnote |
| Common units representing limited partner interestsF4,F2 | Mar 4, 2015 | S | 455,738 | $38.09 | D | 199,262 | I | See footnote |
| Common units representing limited partner interestsF5,F2 | Mar 4, 2015 | S | 199,262 | $38.67 | D | 0 | I | See footnote |
| Common units representing limited partner interests | holding | — | — | — | 20,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $37.95 to $38.20, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4.
- F2These units are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children.
- F3The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $37.72 to $38.28, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4.
- F4The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $37.54 to $38.53, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4.
- F5The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $38.55 to $38.82, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4.
Remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.