SEC Form 4 · accession 0001181431-15-001291
Blackstone Inc. · BX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hamilton E James
Officer — President and COO · Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interestsF2 | Dec 11, 2014 | G | 1,500,000 | $0.00 | D | 0 | I | See footnote |
| Common units representing limited partner interestsF3 | Jan 16, 2015 | A | 20,176 | $0.00 | A | 20,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person donated 1,500,000 common units of The Blackstone Group, L.P. to a charitable foundation.
- F2These units were held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children.
- F3Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 6,726 units vesting on January 16, 2016, 6,725 units vesting on January 16, 2017, and 6,725 units vesting on January 16, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone.
Remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.