SEC Form 4 · accession 0001628280-17-005515
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 10:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 11, 2017 | P | 600 | $6.45 | A | 3,916,205 | D | |
| Class A Common Stock | May 11, 2017 | P | 400 | $6.50 | A | 3,916,605 | D | |
| Class A Common Stock | May 12, 2017 | P | 2,100 | $6.35 | A | 3,918,705 | D | |
| Class A Common Stock | May 12, 2017 | P | 200 | $6.33 | A | 3,918,905 | D | |
| Class A Common Stock | May 12, 2017 | P | 200 | $6.45 | A | 3,919,105 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.