SEC Form 4 · accession 0001393726-19-000012
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Charles Rifkind
Officer — General Counsel and Secretary
Period of report
Jan 9, 2019
Accepted (ET)
Jan 10, 2019 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 9, 2019 | F | 3,260 | $5.68 | D | 69,436 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on January 4, 2016.
- F2Represents the closing stock price as of the transaction date