SEC Form 4 · accession 0001393726-17-000069
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Bell
Officer — Chief Financial Officer
Period of report
Jul 3, 2017
Accepted (ET)
Dec 5, 2017 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F3,F4 | Jul 3, 2017 | F | 4,629 | $7.15 | D | 43,408 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction is inadvertently reported late due to administrative oversight.
- F2Shares withheld upon vesting of the second installment of restricted stock units issued to the Reporting Person on July 1, 2015.
- F3Represents the closing stock price as of the transaction date.
- F4This amount reflects the number of shares beneficially owned by the Reporting Person as of the date of this Form 4.