SEC Form 4 · accession 0001209191-17-020060
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 9, 2017 | P | 1,600 | $6.50 | A | 3,862,557 | D | |
| Class A Common Stock | Mar 9, 2017 | P | 500 | $6.40 | A | 3,863,057 | D | |
| Class A Common Stock | Mar 9, 2017 | P | 300 | $6.45 | A | 3,863,357 | D | |
| Class A Common Stock | Mar 9, 2017 | P | 100 | $6.35 | A | 3,863,457 | D | |
| Class A Common Stock | Mar 10, 2017 | P | 900 | $6.50 | A | 3,864,357 | D | |
| Class A Common Stock | Mar 10, 2017 | P | 200 | $6.45 | A | 3,864,557 | D | |
| Class A Common Stock | Mar 10, 2017 | P | 66 | $6.40 | A | 3,864,623 | D | |
| Class A Common Stock | Mar 10, 2017 | P | 47 | $6.35 | A | 3,864,670 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.