SEC Form 4 · accession 0001209191-17-016343
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Charles Rifkind
Officer — General Counsel and Secretary
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 12:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 28, 2017 | A | 20,457 | $0.00 | A | 61,462 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 22, 2018, February 22, 2019 and February 22, 2020 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.