SEC Form 4 · accession 0001209191-17-009836
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 9:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 9, 2017 | P | 1,400 | $6.35 | A | 3,839,516 | D | |
| Class A Common Stock | Feb 9, 2017 | P | 15 | $6.30 | A | 3,839,531 | D | |
| Class A Common Stock | Feb 9, 2017 | P | 14 | $6.25 | A | 3,839,545 | D | |
| Class A Common Stock | Feb 10, 2017 | P | 800 | $6.30 | A | 3,840,345 | D | |
| Class A Common Stock | Feb 10, 2017 | P | 500 | $6.25 | A | 3,840,845 | D | |
| Class A Common Stock | Feb 10, 2017 | P | 188 | $6.15 | A | 3,841,033 | D | |
| Class A Common Stock | Feb 10, 2017 | P | 100 | $6.10 | A | 3,841,133 | D | |
| Class A Common Stock | Feb 10, 2017 | P | 100 | $6.20 | A | 3,841,233 | D | |
| Class A Common Stock | Feb 10, 2017 | P | 100 | $6.35 | A | 3,841,333 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.