SEC Form 4 · accession 0001209191-17-005234
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 20, 2017
Accepted (ET)
Jan 24, 2017 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 20, 2017 | P | 1,300 | $6.50 | A | 3,831,618 | D | |
| Class A Common Stock | Jan 20, 2017 | P | 453 | $6.45 | A | 3,832,071 | D | |
| Class A Common Stock | Jan 20, 2017 | P | 100 | $6.40 | A | 3,832,171 | D | |
| Class A Common Stock | Jan 23, 2017 | P | 100 | $6.50 | A | 3,832,271 | D | |
| Class A Common Stock | Jan 23, 2017 | P | 22 | $6.45 | A | 3,832,293 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.