SEC Form 4 · accession 0001209191-17-004738
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 18, 2017 | P | 1,371 | $6.45 | A | 3,826,689 | D | |
| Class A Common Stock | Jan 18, 2017 | P | 1,129 | $6.50 | A | 3,827,818 | D | |
| Class A Common Stock | Jan 19, 2017 | P | 1,600 | $6.40 | A | 3,829,418 | D | |
| Class A Common Stock | Jan 19, 2017 | P | 500 | $6.50 | A | 3,829,918 | D | |
| Class A Common Stock | Jan 19, 2017 | P | 400 | $6.45 | A | 3,830,318 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.