SEC Form 4 · accession 0001209191-17-003242
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 5, 2017
Accepted (ET)
Jan 10, 2017 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 5, 2017 | P | 600 | $6.40 | A | 3,816,393 | D | |
| Class A Common Stock | Jan 5, 2017 | P | 600 | $6.45 | A | 3,816,993 | D | |
| Class A Common Stock | Jan 6, 2017 | P | 1,198 | $6.50 | A | 3,818,191 | D | |
| Class A Common Stock | Jan 6, 2017 | P | 636 | $6.35 | A | 3,818,827 | D | |
| Class A Common Stock | Jan 6, 2017 | P | 202 | $6.45 | A | 3,819,029 | D | |
| Class A Common Stock | Jan 6, 2017 | P | 100 | $6.40 | A | 3,819,129 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.