SEC Form 4 · accession 0001209191-17-001747
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 3, 2017 | P | 1,500 | $6.20 | A | 3,813,081 | D | |
| Class A Common Stock | Jan 3, 2017 | P | 700 | $6.15 | A | 3,813,781 | D | |
| Class A Common Stock | Jan 3, 2017 | P | 300 | $6.13 | A | 3,814,081 | D | |
| Class A Common Stock | Jan 4, 2017 | P | 1,700 | $6.50 | A | 3,815,781 | D | |
| Class A Common Stock | Jan 4, 2017 | P | 12 | $6.35 | A | 3,815,793 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.