SEC Form 4 · accession 0001209191-16-152840
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 11:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 30, 2016 | P | 2,300 | $6.50 | A | 3,794,563 | D | |
| Class A Common Stock | Nov 30, 2016 | P | 200 | $6.45 | A | 3,794,763 | D | |
| Class A Common Stock | Dec 1, 2016 | P | 1,500 | $6.50 | A | 3,796,263 | D | |
| Class A Common Stock | Dec 1, 2016 | P | 1,000 | $6.45 | A | 3,797,263 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.