SEC Form 4 · accession 0001209191-16-151566
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 18, 2016 | P | 1,200 | $6.40 | A | 3,782,791 | D | |
| Class A Common Stock | Nov 18, 2016 | P | 200 | $6.45 | A | 3,782,991 | D | |
| Class A Common Stock | Nov 21, 2016 | P | 1,800 | $6.45 | A | 3,784,791 | D | |
| Class A Common Stock | Nov 21, 2016 | P | 700 | $6.50 | A | 3,785,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.