SEC Form 4 · accession 0001209191-16-151124
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
TFPLP HOLDINGS I LLC
10% Owner
Period of report
Nov 18, 2016
Accepted (ET)
Nov 18, 2016 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 18, 2016 | A | 28,977 | $9.93 | A | 28,977 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person acquired 28,977 shares of Class A common stock of the issuer (the "Shares") in exchange for equity interests of an affiliate of the issuer (the "Interest"). Based on the value of the Interest, the Reporting Person acquired the Shares at $9.93 per Share.