SEC Form 4 · accession 0001209191-16-150419
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 14, 2016 | P | 1,498 | $6.40 | A | 3,773,989 | D | |
| Class A Common Stock | Nov 14, 2016 | P | 900 | $6.25 | A | 3,774,889 | D | |
| Class A Common Stock | Nov 14, 2016 | P | 100 | $6.15 | A | 3,774,989 | D | |
| Class A Common Stock | Nov 14, 2016 | P | 2 | $6.35 | A | 3,774,991 | D | |
| Class A Common Stock | Nov 15, 2016 | P | 900 | $6.45 | A | 3,775,891 | D | |
| Class A Common Stock | Nov 15, 2016 | P | 900 | $6.50 | A | 3,776,791 | D | |
| Class A Common Stock | Nov 15, 2016 | P | 400 | $6.40 | A | 3,777,191 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.