SEC Form 4 · accession 0001209191-16-149570
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 10:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 10, 2016 | P | 1,100 | $5.95 | A | 3,768,591 | D | |
| Class A Common Stock | Nov 10, 2016 | P | 600 | $6.20 | A | 3,769,191 | D | |
| Class A Common Stock | Nov 10, 2016 | P | 200 | $6.05 | A | 3,769,391 | D | |
| Class A Common Stock | Nov 10, 2016 | P | 200 | $6.10 | A | 3,769,591 | D | |
| Class A Common Stock | Nov 10, 2016 | P | 200 | $6.15 | A | 3,769,791 | D | |
| Class A Common Stock | Nov 10, 2016 | P | 100 | $6.00 | A | 3,769,891 | D | |
| Class A Common Stock | Nov 10, 2016 | P | 100 | $6.25 | A | 3,769,991 | D | |
| Class A Common Stock | Nov 11, 2016 | P | 1,400 | $6.20 | A | 3,771,391 | D | |
| Class A Common Stock | Nov 11, 2016 | P | 400 | $6.50 | A | 3,771,791 | D | |
| Class A Common Stock | Nov 11, 2016 | P | 200 | $6.25 | A | 3,771,991 | D | |
| Class A Common Stock | Nov 11, 2016 | P | 200 | $6.40 | A | 3,772,191 | D | |
| Class A Common Stock | Nov 11, 2016 | P | 100 | $6.15 | A | 3,772,291 | D | |
| Class A Common Stock | Nov 11, 2016 | P | 100 | $6.30 | A | 3,772,391 | D | |
| Class A Common Stock | Nov 11, 2016 | P | 100 | $6.45 | A | 3,772,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.