SEC Form 4 · accession 0001209191-16-149238
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 8, 2016 | P | 1,450 | $6.00 | A | 3,763,941 | D | |
| Class A Common Stock | Nov 8, 2016 | P | 700 | $5.95 | A | 3,764,641 | D | |
| Class A Common Stock | Nov 8, 2016 | P | 184 | $5.90 | A | 3,764,825 | D | |
| Class A Common Stock | Nov 8, 2016 | P | 100 | $5.75 | A | 3,764,925 | D | |
| Class A Common Stock | Nov 8, 2016 | P | 66 | $5.85 | A | 3,764,991 | D | |
| Class A Common Stock | Nov 9, 2016 | P | 800 | $5.90 | A | 3,765,791 | D | |
| Class A Common Stock | Nov 9, 2016 | P | 410 | $5.95 | A | 3,766,201 | D | |
| Class A Common Stock | Nov 9, 2016 | P | 400 | $6.10 | A | 3,766,601 | D | |
| Class A Common Stock | Nov 9, 2016 | P | 290 | $6.00 | A | 3,766,891 | D | |
| Class A Common Stock | Nov 9, 2016 | P | 290 | $6.15 | A | 3,767,181 | D | |
| Class A Common Stock | Nov 9, 2016 | P | 190 | $6.05 | A | 3,767,371 | D | |
| Class A Common Stock | Nov 9, 2016 | P | 110 | $6.03 | A | 3,767,481 | D | |
| Class A Common Stock | Nov 9, 2016 | P | 10 | $6.13 | A | 3,767,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.