SEC Form 4 · accession 0001209191-16-148800
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 11:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 4, 2016 | P | 2,334 | $6.00 | A | 3,759,825 | D | |
| Class A Common Stock | Nov 4, 2016 | P | 144 | $5.98 | A | 3,759,969 | D | |
| Class A Common Stock | Nov 4, 2016 | P | 22 | $5.95 | A | 3,759,991 | D | |
| Class A Common Stock | Nov 7, 2016 | P | 2,209 | $6.00 | A | 3,762,200 | D | |
| Class A Common Stock | Nov 7, 2016 | P | 191 | $5.95 | A | 3,762,391 | D | |
| Class A Common Stock | Nov 7, 2016 | P | 100 | $5.98 | A | 3,762,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.