SEC Form 4 · accession 0001209191-16-147387
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 27, 2016 | P | 2,100 | $5.90 | A | 3,744,591 | D | |
| Class A Common Stock | Oct 27, 2016 | P | 400 | $5.93 | A | 3,744,991 | D | |
| Class A Common Stock | Oct 28, 2016 | P | 1,366 | $5.70 | A | 3,746,357 | D | |
| Class A Common Stock | Oct 28, 2016 | P | 834 | $5.65 | A | 3,747,191 | D | |
| Class A Common Stock | Oct 28, 2016 | P | 300 | $5.75 | A | 3,747,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.