SEC Form 4 · accession 0001209191-16-147085
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 25, 2016 | P | 1,057 | $5.90 | A | 3,738,548 | D | |
| Class A Common Stock | Oct 25, 2016 | P | 900 | $5.95 | A | 3,739,448 | D | |
| Class A Common Stock | Oct 25, 2016 | P | 300 | $5.89 | A | 3,739,748 | D | |
| Class A Common Stock | Oct 25, 2016 | P | 243 | $6.00 | A | 3,739,991 | D | |
| Class A Common Stock | Oct 26, 2016 | P | 2,400 | $5.95 | A | 3,742,391 | D | |
| Class A Common Stock | Oct 26, 2016 | P | 100 | $5.90 | A | 3,742,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.