SEC Form 4 · accession 0001209191-16-146540
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 19, 2016
Accepted (ET)
Oct 21, 2016 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 19, 2016 | P | 2,000 | $5.95 | A | 3,729,891 | D | |
| Class A Common Stock | Oct 19, 2016 | P | 100 | $5.90 | A | 3,729,991 | D | |
| Class A Common Stock | Oct 20, 2016 | P | 1,965 | $6.00 | A | 3,731,956 | D | |
| Class A Common Stock | Oct 20, 2016 | P | 343 | $5.95 | A | 3,732,299 | D | |
| Class A Common Stock | Oct 20, 2016 | P | 192 | $5.90 | A | 3,732,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.