SEC Form 4 · accession 0001209191-16-146266
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 17, 2016
Accepted (ET)
Oct 19, 2016 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 17, 2016 | P | 2,295 | $5.90 | A | 3,725,761 | D | |
| Class A Common Stock | Oct 17, 2016 | P | 205 | $5.85 | A | 3,725,966 | D | |
| Class A Common Stock | Oct 18, 2016 | P | 1,889 | $5.90 | A | 3,727,855 | D | |
| Class A Common Stock | Oct 18, 2016 | P | 36 | $5.85 | A | 3,727,891 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.